Christopher James Bruder

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2015-05-20

PA RA
APPROVED

Since 2015-05-20

Branch Locations

Collegeville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Paoli	PA	03/2006	Present

03/2006 → Present

Lpl Financial, Llc

Paoli, PA

Previous Registrations

2006-03-30 → 2006-04-19

Janney Montgomery Scott Llc

Bala Cynwyd, PA

Bala Cynwyd, PA

Other Businesses

1. 8/31/2006 - DBA ONLY - THE BRUDER INVESTMENT GROUP - PAOLI, PA. 2. 9/4/2006 - NON-VARIABLE INSURANCE - LIFE INSURANCE POLICIES FOR CLIENTS. - TIME SPENT 2% - PAOLI, PA.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-23

S66 Uniform Combined State Law Examination

2002-09-23

Other Names

Christopher James Bruder

View on SEC IAPD