Daniel Ernest Goland

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-08-13
TX	RA	APPROVED	2019-01-09
NH	RA	APPROVED	2018-12-26

FL RA
APPROVED

Since 2026-08-13
TX RA
APPROVED

Since 2019-01-09
NH RA
APPROVED

Since 2018-12-26

Branch Locations

155 Lafayette Rd Ste 1, North Hampton, NH 03862 • United States

St Augustine, FL • United States

50 Nashua Road, Ste. 300, Londonderry, NH 03053 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ohio National Financial Services	Cincinnati	OH	11/2013	12/2018
The O. N. Equity Sales Company	Cincinnati	OH	12/2013	12/2018
Lpl Financial, Llc	North Hampton	NH	12/2018	Present

11/2013 → 12/2018

Ohio National Financial Services

Cincinnati, OH
12/2013 → 12/2018

The O. N. Equity Sales Company

Cincinnati, OH
12/2018 → Present

Lpl Financial, Llc

North Hampton, NH

Previous Registrations

2013-12-09 → 2018-12-21

On Investment Management Co

North Hampton, NH

Cincinnati, OH
2009-03-27 → 2013-12-18

Ameriprise Financial Services, Llc

Bedford, NH
2007-01-29 → 2009-04-01

Banc Of America Investment Services, Inc.

Hudson, NH

Burlington, MA
2006-04-19 → 2007-02-15

Cetera Investment Services Llc

Ipswich, MA

Other Businesses

1. 05/01/2015 - SEACOAST FINANCIAL NETWORK/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 98%/ NORTH HAMPTON, NH 2. 05/01/2015 - SEACOAST FINANCIAL NETWORK/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED / 1%/ NORTH HAMPTON, NH 3. 05/01/2015 - W.G. FINANCIAL, LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 4%/ NORTH HAMPTON, NH 4. 5/11/2021 - G.W Financial LLC - Investment Related - 50 Nashua Rd, Suite 300 Londonderry, NH 03053 - Real Estate Rental - Managing Partner - Start Date: 2/15/2021 - 1 Hours Per Month/1 Hours During Securities Trading. 5. 02/17/2022- Seacoast Tax Strategies, LLC- Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Start Date - 02/09/2021- 0 Hours Per Month/0 Hours During Securities Trading. 6. 04/24/2024 - Gradient Insurance Brokerage, Inc. - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/10/2024 - 1 Hour Per Month/ During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-03
S63	Uniform Securities Agent State Law Examination	2002-05-17

S66 Uniform Combined State Law Examination

2006-04-03
S63 Uniform Securities Agent State Law Examination

2002-05-17

View on SEC IAPD