Mary Leeanne Adkins

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2008-12-12

TN RA
APPROVED

Since 2008-12-12

Branch Locations

800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States

Knoxville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Knoxville	TN	12/2008	Present

12/2008 → Present

Ubs Financial Services Inc

Knoxville, TN

Previous Registrations

2007-04-02 → 2008-12-08

Morgan Stanley & Co. Llc

Knoxville, TN
2004-02-02 → 2007-04-02

Morgan Stanley Dw Inc.

Knoxville, TN

Knoxville, TN

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-10-23

S63 Uniform Securities Agent State Law Examination

2002-10-23

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC

RAYMOND JAMES & ASSOCIATES, INC.

FIFTH THIRD SECURITIES, INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

TRUIST ADVISORY SERVICES, INC.

PFS INVESTMENTS INC.

SAGESPRING WEALTH PARTNERS

Other Investors

WILLIAM HANKINS

WILLIAM MICHAEL HOTZFIELD

HUNTER NICHOLSON

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN

RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN

EDWARD JONES · FARRAGUT, TN

FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN

STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN

TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN

PFS INVESTMENTS INC. · KNOXVILLE, TN

EDWARD JONES · KNOXVILLE, TN

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