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Elizabeth Anne Bates

Raymond James & Associates, Inc.

St. Petersburg, FL

Brownsville, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-01-12
  • TN RA
    APPROVED
    Since 2018-01-12

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Brownsville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Tn Bank Memphis TN 04/2016 12/2016
Raymond James & Associates, Inc. Memphis TN 01/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-21
S63 Uniform Securities Agent State Law Examination 2002-05-30
  • S66 Uniform Combined State Law Examination
    2017-12-21
  • S63 Uniform Securities Agent State Law Examination
    2002-05-30
Other Names
  • Elizabeth Anne Pearsall
  • Elizabeth Anne Moxley
  • Elizabeth Anne Moxley
  • Beth Baker
  • Elizabeth Anne Baker
  • Beth Bates

View on SEC IAPD

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