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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Pennsburg | PA | 03/2002 | Present |
| Pruco Securities, Llc. | Pennsburg | PA | 03/2002 | 11/2024 |
| Lpl Enterprise, Llc | Warrington | PA | 11/2024 | Present |
1) 10/03/2024 - Liberty Mutual - Agent - Property and Casualty - Inv Related - At Warrington, PA - Start Date 03/04/2002 - 2hrs/mth - 2hrs/mth During Trading 2) 10/03/2024 - Prudential - Primarily Insurance Sales - Non-Variable Insurance - Primarily Insurance Sales - Inv Related - At Warrington, PA - Start Date 03/04/2002 - 25hrs/mth - 25hrs/mth During Trading 3) 10/03/2024 - Prudential - Emeritus contract, Primarily Sales - Non-Variable Insurance Commission Trails - Inv Related - At Warrington, PA - Start Date 03/04/2002 - 0hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-02 |
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