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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-23
  • TX RA
    APPROVED
    Since 2014-07-23

Branch Locations

4200 Westheimer Rd Suite 100, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Houston TX 11/2007 Present
Charles Schwab Bank Ssb Houston TX 03/2008 Present
Previous Registrations
Other Businesses

1) Self | Investment Related:No|30626 Brixton Village Street|Fulshear|Texas|77441|USA|Real Estate (Non-Agent/Broker)|Landlord|11/1/2025|Less than 20|0|I have an investment residential property that I rent out to a tenant.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-18
  • S66 Uniform Combined State Law Examination
    2002-11-18
Other Names
  • Patricia Marie Preston
  • Patricia Marie Rizzo
  • Patricia Marie Rizzo
  • Patricia Marie Bauer
  • Patricia Marie Bauer
  • Patricia Marie Preston
  • Patricia Malie Preston
  • Patricia Marie Preston
  • Patricia P Salupo

View on SEC IAPD

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