Robert Richard Esposito

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1980 → Present
  Robert Esposito
  Danbury, CT
• 10/2008 → 09/2020
  Securities Service Network, Inc
  Ridgefield, CT
• 09/2020 → 06/2024
  Securities America, Inc.
  Manchester Center, VT
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Manchester Center, VT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Manchester Center, VT

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Manchester Center, VT
• 2008-11-13 → 2020-09-18
  Ssn Advisory, Inc.
  Manchester Center, VT
• 2008-04-23 → 2008-11-18
  Equitable Advisors, Llc
  New York, NY

Other Businesses

1. ROBERT R. ESPOSITO POSITION: Owner NATURE: Personal Income Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1980 ADDRESS: 100 Donald Lane, Manchester Center VT 05255, United States DESCRIPTION: Prepare personal income tax returns and provide bookkeeping services 2. ROBERT R. ESPOSITO POSITION: Owner NATURE: Life insurance product sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2008 ADDRESS: 100 DONALD LANE, MANCHESTER CENTER VT 05255, United States DESCRIPTION: Sale of insurance products

Exams

• S66 Uniform Combined State Law Examination
  2008-01-11