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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
7200 N Mopac Expy Suite 170, Austin, TX 78731 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2016 | 06/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2016 | 06/2022 |
| Innet Financial Group | Austin | TX | 01/2016 | 06/2022 |
| Himelick Financial Group | Austin | TX | 06/2022 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: HIMELICK FINANCIAL GROUP INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2022; POSITION/TITLE/RELATIONSHIP: REGISTERED ADMIN; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: PREPARING INFORMATION FOR MEETINGS, TRADES, UPDATING FINANCIAL PLANS; 2. NAME OF OTHER BUSINESS: ANGELA KUNO; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: CONDO RENTAL; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENT A ROOM OUT OF CONDO THROUGH FURNISEDFINDER; 3. NAME OF OTHER BUSINESS: CHAMBORD HOMEOWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 1601 FARO DR AUSTIN, TX 78741; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MAKE DECISIONS FOR THE HOA ND THE CHAMBORD COMMUNITY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-14 |
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