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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-13
CA RA APPROVED 2011-01-03
  • MN RA
    APPROVED
    Since 2013-11-13
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States

6225 Sycamore Ln N, Maple Grove, MN 55369 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Brooklyn Center MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Brooklyn Center MN 11/2016 Present
Previous Registrations
  • 2009-05-05 → 2011-01-03
    Wells Fargo Investments, Llc
    Champlin, MN
    Coon Rapids, MN
    Brooklyn Center, MN
Other Businesses

MAPLE GROVE WEALTH ADVISORS LLC; INV RELATED; MAPLE GROVE, MN; 100% OWNERSHIP; START DATE 12/1/2026; 160 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-04
S63 Uniform Securities Agent State Law Examination 2002-08-16
  • S66 Uniform Combined State Law Examination
    2009-05-04
  • S63 Uniform Securities Agent State Law Examination
    2002-08-16
Other Names
  • Wade Schuknecht

View on SEC IAPD

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