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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-02-14 |
Branch Locations
Lanesville, IN • United States
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilliard Lyons | Louisville | KY | 04/2005 | 01/2017 |
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 01/2017 | 10/2019 |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | 10/2019 |
| Private Client Services, Llc | Louisville | KY | 11/2019 | 06/2022 |
| Morgan Stanley | Louisville | KY | 06/2022 | 01/2023 |
| Raymond James & Associates, Inc. | Lanesville | IN | 01/2023 | Present |
| Raymond James Financial Services, Inc. | Laneville | IN | 01/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Lanesville | IN | 01/2023 | Present |
1) 07-2011 - ACT AS GRANTOR AND CO-TRUSTEE FOR RELATIVE'S ACCOUNT. 2) 509333 - Harrison Hills Baptist Church; Investment related: No; Lanesville, Indiana; Religious; Other (proprietor, partner, officer, director, employee, trustee, agent); 01/2012; During business hours: 0; After business hours: 2; Other 3) 509361 : Trust; Investment related : Yes ; Lanesville ; Indiana ; Trust ; Trustee/Co-Trustee; 6/2011 ; During business hours : 0 ; After business hours : 0.5 ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-10 |
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