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Lauren Hope Mirman

Ubs Financial Services Inc.

Naples, FL

Short Hills, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-07
NJ RA APPROVED 2022-02-08
  • TX RA
    APPROVED_RES
    Since 2022-03-07
  • NJ RA
    APPROVED
    Since 2022-02-08

Branch Locations

801 Laurel Oak Drive Suite 500, Suntrust Building, Naples, FL 34108 • United States

51 John F. Kennedy Parkway Suite 240, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 01/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-04
S63 Uniform Securities Agent State Law Examination 2003-06-16
  • S66 Uniform Combined State Law Examination
    2009-11-04
  • S63 Uniform Securities Agent State Law Examination
    2003-06-16

View on SEC IAPD

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TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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