Stacey Paulette Sullivan

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 01/2017
  Principal Life Insurance Company
  Beaver Falls, PA
• 09/2014 → 01/2017
  Princor Financial Services Corporation
  Beaver Falls, PA
• 01/2017 → 02/2021
  Cuso Financial Services, Lp
  San Diego, CA
• 02/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-01-17 → 2021-02-25
  Cuso Financial Services, L.P.
  Harrisburg, PA
  San Diego, CA
  Beaver, PA
  Erie, PA
• 2014-09-08 → 2017-01-27
  Principal Securities, Inc.
  Beaver Falls, PA
  Wilmington, DE
  Beaver, PA
• 2008-12-24 → 2014-09-04
  Msi Financial Services, Inc.
  Beaver Falls, PA
• 2005-10-07 → 2007-02-21
  Keybanc Capital Markets Inc.
  Cleveland, OH
  Canfield, OH
  Canfield, OH

Other Businesses

1) STACEY SULLIVAN 258 TAYLOR AVE, BEAVER, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 06/19/07, INV REL, 10 HR/WK- 10/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 3) STACEY SULLIVAN, 258 TAYLOR AVE, BEAVER, PA, RENTAL PROPERTY, 12/10/21, NIR, LANDLORD, 1 HR/MO- 0/TRADING 4) YMCA, 2236 THIRD AVE, NEW BRIGHTON, PA, 10/23/10, NIR, 8/HR/MO- 0/TRADING HR.

Exams

• S66 Uniform Combined State Law Examination
  1999-12-13

Other Names

• Stacey Paulette Panis