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Employer firm

Allstate Financial Advisors, LLC CRD 109524

$142M regulatory AUM

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allstate Financial Advisors, Llc

151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-08
  • FL RA
    APPROVED
    Since 2024-05-08

Branch Locations

Ocala, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Depew NY 09/2006 10/2016
Lpl Financial, Llc Lackawanna NY 10/2016 10/2017
Citizens Securities, Inc. Williamsville NY 10/2017 05/2018
Unemployed Unemployed 05/2018 08/2018
Valic Financial Advisors, Inc. Berkeley Heights NJ 08/2018 07/2019
Ameriprise Financial Services, Inc. Lutz FL 07/2019 04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lutz FL 10/2019 04/2021
Bank Of America, N.A. Lutz FL 10/2019 04/2021
Lpl Financial Lackawanna NY 02/2013 09/2016
First Horizon Advisors Tampa FL 04/2021 06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Land O Lakes FL 06/2021 01/2022
Bank Of America, N.A. Land O Lakes FL 06/2021 01/2022
E*Trade Securities Llc Temple Terrace FL 01/2022 03/2023
E*Trade Capital Management Llc Temple Terrace FL 01/2022 03/2023
Morgan Stanley Temple Terrace FL 01/2023 03/2023
Raymond James & Associates, Inc. Saint Petersburg FL 03/2023 05/2023
Raymond James Financial Services, Inc. St. Petersburg FL 03/2023 05/2023
Raymond James Financial Services Advisors, Inc. St. Petersburg FL 03/2023 05/2023
Empower Financial Services, Inc Greenwood Village CO 05/2023 10/2023
Allstate Insurance Co Northbrook IL 04/2024 Present
Unemployed Ocala FL 10/2023 04/2024
Allstate Financial Services Llc Lincoln NE 04/2024 Present
Allstate Financial Advisors Llc Lincoln NE 05/2024 Present
  • 09/2006 → 10/2016
    First Niagara
    Depew, NY
  • 10/2016 → 10/2017
    Lackawanna, NY
  • 10/2017 → 05/2018
    Williamsville, NY
  • 05/2018 → 08/2018
    Unemployed
    Unemployed
  • 08/2018 → 07/2019
    Berkeley Heights, NJ
  • 07/2019 → 04/2021
    Ameriprise Financial Services, Inc.
    Lutz, FL
  • 10/2019 → 04/2021
    Lutz, FL
  • 10/2019 → 04/2021
    Bank Of America, N.A.
    Lutz, FL
  • 02/2013 → 09/2016
    Lpl Financial
    Lackawanna, NY
  • 04/2021 → 06/2021
    First Horizon Advisors
    Tampa, FL
  • 06/2021 → 01/2022
    Land O Lakes, FL
  • 06/2021 → 01/2022
    Bank Of America, N.A.
    Land O Lakes, FL
  • 01/2022 → 03/2023
    E*Trade Securities Llc
    Temple Terrace, FL
  • 01/2022 → 03/2023
    E*Trade Capital Management Llc
    Temple Terrace, FL
  • 01/2023 → 03/2023
    Morgan Stanley
    Temple Terrace, FL
  • 03/2023 → 05/2023
    Saint Petersburg, FL
  • 03/2023 → 05/2023
    Raymond James Financial Services, Inc.
    St. Petersburg, FL
  • 03/2023 → 05/2023
    St. Petersburg, FL
  • 05/2023 → 10/2023
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 04/2024 → Present
    Allstate Insurance Co
    Northbrook, IL
  • 10/2023 → 04/2024
    Unemployed
    Ocala, FL
  • 04/2024 → Present
    Allstate Financial Services Llc
    Lincoln, NE
  • 05/2024 → Present
    Lincoln, NE
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-20
S63 Uniform Securities Agent State Law Examination 2007-05-09
  • S65 Uniform Investment Adviser Law Examination
    2012-11-20
  • S63 Uniform Securities Agent State Law Examination
    2007-05-09
Other Names
  • Rose Raditic
  • Rose Joyce
  • Rose R Joyce

View on SEC IAPD

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