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Allstate Financial Advisors, LLC CRD 109524
$142M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Niagara | Depew | NY | 09/2006 | 10/2016 |
| Lpl Financial, Llc | Lackawanna | NY | 10/2016 | 10/2017 |
| Citizens Securities, Inc. | Williamsville | NY | 10/2017 | 05/2018 |
| Unemployed | Unemployed | 05/2018 | 08/2018 | |
| Valic Financial Advisors, Inc. | Berkeley Heights | NJ | 08/2018 | 07/2019 |
| Ameriprise Financial Services, Inc. | Lutz | FL | 07/2019 | 04/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lutz | FL | 10/2019 | 04/2021 |
| Bank Of America, N.A. | Lutz | FL | 10/2019 | 04/2021 |
| Lpl Financial | Lackawanna | NY | 02/2013 | 09/2016 |
| First Horizon Advisors | Tampa | FL | 04/2021 | 06/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Land O Lakes | FL | 06/2021 | 01/2022 |
| Bank Of America, N.A. | Land O Lakes | FL | 06/2021 | 01/2022 |
| E*Trade Securities Llc | Temple Terrace | FL | 01/2022 | 03/2023 |
| E*Trade Capital Management Llc | Temple Terrace | FL | 01/2022 | 03/2023 |
| Morgan Stanley | Temple Terrace | FL | 01/2023 | 03/2023 |
| Raymond James & Associates, Inc. | Saint Petersburg | FL | 03/2023 | 05/2023 |
| Raymond James Financial Services, Inc. | St. Petersburg | FL | 03/2023 | 05/2023 |
| Raymond James Financial Services Advisors, Inc. | St. Petersburg | FL | 03/2023 | 05/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 05/2023 | 10/2023 |
| Allstate Insurance Co | Northbrook | IL | 04/2024 | Present |
| Unemployed | Ocala | FL | 10/2023 | 04/2024 |
| Allstate Financial Services Llc | Lincoln | NE | 04/2024 | Present |
| Allstate Financial Advisors Llc | Lincoln | NE | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-09 |
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