Michael James Tumolo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 05/2017
  Morgan Stanley
  Winter Park, FL
• 05/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL

Previous Registrations

• 2016-05-27 → 2017-05-23
  Morgan Stanley
  Winter Park, FL
• 2015-05-28 → 2016-05-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 2014-09-29 → 2015-05-26
  Morgan Stanley
  San Diego, CA
• 2010-08-19 → 2014-09-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
  Jacksonville, FL
• 2007-01-30 → 2009-11-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ithaca, NY
  Jacksonville, FL
• 2005-04-27 → 2005-06-10
  Morgan Stanley Dw Inc.
  Columbus, OH

Exams

• S66 Uniform Combined State Law Examination
  2002-05-15

Other Names

• Michael James Tumolo
• Michael J Tumolo
• Michael Tumolo