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Principal Securities, Inc. CRD 1137
$17.0B regulatory AUM 1,717 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-17 |
| MN | RA | APPROVED | 2014-01-17 |
Branch Locations
11100 Wayzata Blvd Ste 405, Minnetonka, MN 55305 • United States
12761 World Plaza Ln Ste 2B, Fort Myers, FL 33907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Minnetonka | MN | 02/2002 | Present |
| Principal Securities Inc | Minnetonka | MN | 03/2016 | Present |
| Piprude Financial | Minnetonka | MN | 01/2025 | Present |
**PFH FINANCIAL LLC, MINNETONKA, MN, OPENING LLC TO PAY ASSISTANT AND OTHER BUSINESS EXPENSES. OWNER. PFH FINANCIAL LLC, OWNER, 11/07. **GROUP BENEFITS, SALES, 2/10-PRESENT. **OUTSIDE INSURANCE, SELLING FIXED LIFE AND DISABILITY INSURANCE THROUGH VARIOUS CARRIERS, 4/23/14. **Fixed Insurance, Fixed annuities, LTC, Health, 10/11/16. **Utica Properties LLC; Not Investment Related; 11100 Wayzata Blvd, Suite 405, Minnetonka, MN 55305; Owner; Established LLC to hold rental property; Start Date: 06/23/2018; 0 hrs per month; 0 during trading hours. **POWER CORNER LLC POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 11100 Wayzata Blvd, Suite 405, Minnetonka MN 55305, United States DESCRIPTION: Power Corner LLC formed for partnership/teaming arrangement with other Principal advisors. LLC will provide operational support, business partnering and practice succession planning.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-03-11 |
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