Andrea Nicole Barbee Battagin

Farmington Hills, MI

CRD 4509499

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2017-11-21
TX	RA	APPROVED_RES	2011-07-20

MI RA
APPROVED

Since 2017-11-21
TX RA
APPROVED_RES

Since 2011-07-20

Branch Locations

35055 West Twelve Mile Road Suite 101, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Southfield	MI	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Southfield, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-09
S63	Uniform Securities Agent State Law Examination	2008-12-12

S66 Uniform Combined State Law Examination

2017-11-09
S63 Uniform Securities Agent State Law Examination

2008-12-12

Other Names

Andrea Nicole Barbee

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC

FIFTH THIRD SECURITIES, INC.

Nearby Investors

ERIC JAMES FURLOTTE

DAVID ROBERT SAROTTE

DANIEL THOMAS MILNAMOW

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · FARMINGTON HILLS, MI

EDWARD JONES · FARMINGTON HILLS, MI

FIFTH THIRD SECURITIES, INC. · WEST BLOOMFIELD, MI

More in Farmington Hills, MI

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