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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-12-14 |
| AR | RA | APPROVED | 2002-11-13 |
Branch Locations
36 Rahling Cir Ste 2, Little Rock, AR 72223-9187 • United States
101 Dentista Dr Ste K, Hot Springs Village, AR 71909 • United States
Little Rock, AR • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hot Springs Village | AR | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Little Rock | AR | 03/2020 | Present |
Real Estate Ownership; Single Family; Rainwood Dr, , Little Rock, AR, 72212; Not Investment-Related; 01/01/2020. Independent Insurance Brokering; Athene; 11/18/2022; Fixed Annuity. Business Ownership; Oak Tree Premier Management Services, LLC; minority owner; administrative support; 36 Rahling Circle Ste 2, , Little Rock, AR, 72223; Not Investment-Related; 01/01/2019; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-25 |
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