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William Douglas Holm

Charles Schwab & Co., Inc.

Austin, TX

Richfield, OH

CRD 4509480

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-06-21
  • TX RA
    APPROVED
    Since 2012-06-21

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

4150 Kinross Lakes Pkwy, Richfield, OH 44286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 10/2005 Present
Schwab Retirement Plan Services Co. Austin TX 05/2008 12/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-19
S63 Uniform Securities Agent State Law Examination 2002-04-29
  • S66 Uniform Combined State Law Examination
    2012-06-19
  • S63 Uniform Securities Agent State Law Examination
    2002-04-29
Other Names
  • Doug Holm

View on SEC IAPD

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