Brian Zorda

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
NJ	RA	APPROVED	2020-11-14
TX	RA	APPROVED	2010-11-17
CT	RA	APPROVED	2008-12-17

NY RA
APPROVED

Since 2021-04-19
NJ RA
APPROVED

Since 2020-11-14
TX RA
APPROVED

Since 2010-11-17
CT RA
APPROVED

Since 2008-12-17

Branch Locations

One Bryant Park, New York, NY 10036 • United States

North Beach Haven, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	01/2008	Present
Bank Of America, N.A.	New York	NY	05/2011	Present

01/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
05/2011 → Present

Bank Of America, N.A.

New York, NY

Other Businesses

I*76363 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ZFP LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: 128 ROBBINS RD, ROXBURY, NEW YORK 12474 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, MEMBER START DATE OF RELATIONSHIP: 11/7/2014 NUMBER OF HOURS DEVOTED: 4 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FORMED AN LLC WITH MY FATHER AND BROTHER TO BUY AND OWN SOME RAW LAND AND LIMIT PERSONAL LIABILITY. NO REAL RESPONSIBILITIES I*109904 For profit or not for profit: For-Profit Organization Name of outside business organization: ZPE Partners Investment related: Y Address of business: New York, New York 10036 Nature of business: General Partnership, Position, title, association: General Partner, Start date of relationship: 10/31/2017 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: forming an investment club with twin brother joe Zorda, his wife Lisa Kessler and my wife Lindsey Zorda to make certain co-investments. I will primarily be responsible for sourcing, researching, and monitoring investments.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-12-11
S63	Uniform Securities Agent State Law Examination	2002-04-01

S66 Uniform Combined State Law Examination

2008-12-11
S63 Uniform Securities Agent State Law Examination

2002-04-01

Other Names

Brian Martin Zorda
Brian M Zorda

View on SEC IAPD