Marc Andrew Balducci

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2004-07-01
NJ	RA	APPROVED	2002-12-03

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED

Since 2004-07-01
NJ RA
APPROVED

Since 2002-12-03

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Montauk, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	02/2002	Present
Bank Of America,Na	New York	NY	11/2009	Present

02/2002 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
11/2009 → Present

Bank Of America,Na

New York, NY

Other Businesses

I*29824 For profit or not for profit: For-Profit Organization Name of outside business organization: VDM LLC Investment related: N Address of business: Center Moriches, New York 11934 Nature of business: Other,Inherited property sitting in an LLC Position, title, association: Owner, Start date of relationship: 8/2/2011 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Owner I*10364 For profit or not for profit: Name of outside business organization: PV Condo Investment related: Address of business: Puerto Vallarta, Jalisco 48300 Nature of business: , Position, title, association: , Start date of relationship: 6/11/2018 Number of hours devoted: 5 hour(s) Number of hours devoted during trading hours: 0 Duties: I*10399 For profit or not for profit: Name of outside business organization: Marc Balducci Investment related: Address of business: Montauk, New York 11954 Nature of business: , Position, title, association: , Start date of relationship: 1/1/2021 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*926313 For profit or not for profit: Name of outside business organization: Montauk Friends of Erin Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , I will volunteer time and help organize and execute on fundraising activities.