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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-19 |
| MI | RA | APPROVED | 2010-09-30 |
Branch Locations
35055 West Twelve Mile Road Suite 101, Farmington Hills, MI 48331 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Farmington Hills | MI | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. *431364 - Trust; Investment related - Yes; West Bloomfield; Michigan; Trustee; Apr 2021; During Business Hours: 0; After Business Hours: 1. 2. *538680 - St. John Armenian Church IAC; Investment related - No; Southfield, Michigan; Religious; Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 02/2023; During business hours: 0; After business hours: 0.25; Sounding board on monitoring externally handled investments 3. *540845 -Trust; Investment related - Yes; West Bloomfield, Michigan; 02/2023; During business hours: 0; After business hours: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-11 |
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