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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-10-14
  • PA RA
    APPROVED
    Since 2015-10-14

Branch Locations

1506 Route 30, Ligonier, PA 15658 • United States

2501 Sharky's Drive, Latrobe, PA 15650 • United States

8291 State Route 22, New Alexandria, PA 15670 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Commonwealth Indiana PA 05/2007 Present
Infinex Investments, Inc. Meriden CT 10/2015 Present
  • 05/2007 → Present
    First Commonwealth
    Indiana, PA
  • 10/2015 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2010-06-07 → 2015-10-16
    Essex National Securities, Llc
    Greensburg, PA
    Youngwood, PA
    Greensburg, PA
    Hunker, PA
    Greensburg, PA
    Napa, CA
    New Alexandria, PA
    Blairsville, PA
    Latrobe, PA
    Mars, PA
    Derry, PA
    Ligonier, PA
  • 2007-05-14 → 2010-06-02
    Uvest Financial Services Group, Inc.
    Youngwood, PA
    Hunker, PA
    Greensburg, PA
    Greensburg, PA
    New Stanton, PA
    Youngwood, PA
    Greensburg, PA
    Indiana, PA
    Greensburg, PA
  • 2004-04-21 → 2005-01-31
    Financial Foresight Group, Inc.
    Pittsburgh, PA
Other Businesses

1.) First Commonwealth Bank Trust Division. Yes, investment related. Approx 8 hours per month during trading hours.TRUST SERVICES AND PRODUCTS OFFERED THROUGH FIRST COMMONWEALTH TRUST DEPARTMENT 2.) Derry Area Class of 88 Reunion. Plan and solicit donations to reunion events. Reunion coordinator. Started in 2012. Approx 2 hours per month. 0 hours during trading hours. Plan events/fundraising activities. 3.) Happily Every Af-Tours. Vacation/travel planning. Not investment related. Owner. Started March 2023. Approx 10 hours per month not during trading hours. Assist clients in booking vacations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-13
  • S66 Uniform Combined State Law Examination
    2002-05-13
Other Names
  • Jodee Lynn Harris
  • Jodee Harris-Miller
  • Jodee Lynn Harris-Anke
  • Jodee Lynn Miller
  • Jodee Lynn Harris-Anke
  • Jodee Lynn Broglio

View on SEC IAPD

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