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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-01-14 |
| TX | RA | APPROVED_RES | 2006-10-03 |
| NE | RA | APPROVED | 2002-04-29 |
Branch Locations
1111 N 102Nd Ct Ste 320, Omaha, NE 68114-2194 • United States
7011 Kentwell Ln Ste 100, Lincoln, NE 68516 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Omaha | NE | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Omaha | NE | 03/2020 | Present |
Business Ownership; DSW Enterprises, LLC; I provide financial management and reporting.; Management of staff and compensation of non-registered employees.; 1111 N. 102nd Ct., Suite 320, , Omaha, NE, 68114; Not Investment-Related; 06/08/2015; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-19 |
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