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Pfs Investments Inc. CRD 10111
$15.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Primerica Parkway, Duluth, GA 30099-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-27 |
Branch Locations
300 Southtown Circle Suite 102, Rolesville, NC 27571 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Rolesville | NC | 09/2001 | Present |
| Pfs Investments Inc. | Rolesville | NC | 02/2002 | Present |
Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. 07/2011-Present; Interpreters Inc, Translator. 10/2011-Present; Census Bureau, Field Interviewer. Carissa Foster Roth Ira, LLC., Start Date 10/2021, Self-Directed Ira, Garland, Tx, Devotes 1 Hour Per Month (0 Hours During Securities Trading Hours) Iconic Ecommerce, LLC., Co-Owner, Garland, Tx, Start Date (08/23/2021), Devotes 2 Hours Per Month (0 During Securities Trading Hours) Phoenix Dream builders, Not Investment Related, Business Partner, New Britain, Connecticut 06053, Start Date (04/2023), 0 Hours Committed Per Month (0 Hours During Securities Trading Hours)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-29 |
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