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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-01-23
  • FL RA
    APPROVED
    Since 2015-01-23

Branch Locations

2 N Tamiami Trail Suite 804, Sarasota, FL 34236 • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Sarasota FL 01/2015 07/2022
Raymond James Bank Sarasota FL 01/2015 07/2022
Raymond James & Associates, Inc. Saint Petersburg FL 07/2022 Present
Raymond James Bank Saint Petersburg FL 07/2022 Present
Previous Registrations
  • 2011-05-31 → 2015-01-20
    Tampa, FL
    St. Louis, MO
    Tampa, FL
    Sarasota, FL
    Sarasota, FL
    North Palm Beach, FL
  • 2011-02-18 → 2011-05-17
    Sarasota, FL
    Kannapolis, NC
  • 2009-08-12 → 2009-12-31
    Uvest Financial Services Group, Inc.
    Port Richey, FL
  • 2008-02-12 → 2009-01-29
    Palm Beach Gardens, FL
    St. Petersburg, FL
    Palm Beach Gardens, FL
    St. Petersburg, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-07
S63 Uniform Securities Agent State Law Examination 2007-12-06
S66 Uniform Combined State Law Examination 2002-04-25
  • S65 Uniform Investment Adviser Law Examination
    2008-02-07
  • S63 Uniform Securities Agent State Law Examination
    2007-12-06
  • S66 Uniform Combined State Law Examination
    2002-04-25

View on SEC IAPD

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