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Louis Anthony Tucci

Arkadios Wealth Advisors

North Haledon, NJ

CRD 4508379

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Employer firm

Arkadios Wealth Advisors CRD 288863

$8.79B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-02-28
TX RA APPROVED 2024-02-28
  • NJ RA
    APPROVED
    Since 2024-02-28
  • TX RA
    APPROVED
    Since 2024-02-28

Branch Locations

North Haledon, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Franklin Lakes NJ 01/2013 07/2022
Securities America Advisors, Inc. Franklin Lakes NJ 01/2013 07/2022
Realta Equities, Inc Wilmington DE 07/2022 02/2024
Realta Investment Advisors, Inc Wilmington DE 07/2022 02/2024
Arkadios Capital Atlanta GA 02/2024 Present
Arkadios Wealth Advisors Atlanta GA 02/2024 Present
  • 01/2013 → 07/2022
    Securities America, Inc.
    Franklin Lakes, NJ
  • 01/2013 → 07/2022
    Securities America Advisors, Inc.
    Franklin Lakes, NJ
  • 07/2022 → 02/2024
    Realta Equities, Inc
    Wilmington, DE
  • 07/2022 → 02/2024
    Wilmington, DE
  • 02/2024 → Present
    Arkadios Capital
    Atlanta, GA
  • 02/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2022-07-28 → 2024-02-28
    Wilmington, DE
    North Haledon, NJ
  • 2013-01-28 → 2022-08-02
    Securities America Advisors, Inc.
    Fairfield, NJ
    Kinnelon, NJ
    North Haledon, NJ
    Franklin Lakes, NJ
  • 2009-05-28 → 2013-01-31
    Lodi, NJ
    Saddle Brook, NJ
Other Businesses

1.WEALTHSTONE GROUP LLC, Is Not Investment Related, 200 PEHLE AVE. PARK 80 WEST, PLAZA II SUITE 200, SADDLE BROOK, NJ, 07663, United States, FINANCIAL PLANNING & CONSULTING,SENIOR INVESTMENT ADVISOR, 9/22/2025, 5 hours per month, 0 hours per month during trading hours, Hourly Compensation, Provide advice on managing finances, investments, and long-term as well as short term financial goals for individuals or businesses. We will analyze financial data, identify growth opportunities, and provide guidance to help clients achieve their financial goals. 2.Wealthstone Group, Is Not Investment Related, Park 80 West, Plaza II, Suite 200, Saddle Brook, NJ, 07663, United States, REAL ESTATE CONSULTING., SENIOR INVESTMENT OFFICER,10/16/2024 ,32 hours per month, 0 hours per month during trading hours, Other Compensation, I offer real estate advisory and consulting services, providing strategic guidance to clients on market trends, property investment analysis, portfolio management, marketing strategies, and tax considerations (I do not provide tax advice) that impact their real estate portfolios. I also assist with the purchase or sale of investment properties. Compensation on consulting engagement whereby there is no transaction of real estate is based on the project hours per each engagement. Compensation for assisting in the transaction of investment real estate is based on commission.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-21
S63 Uniform Securities Agent State Law Examination 2005-03-12
  • S65 Uniform Investment Adviser Law Examination
    2006-06-21
  • S63 Uniform Securities Agent State Law Examination
    2005-03-12
Other Names
  • Lou Tucci

View on SEC IAPD

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