Stephen Andreotta

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-10-15
NY	RA	APPROVED	2022-10-11
TX	RA	APPROVED_RES	2015-05-28
CT	RA	APPROVED	2012-04-17

MA RA
APPROVED

Since 2024-10-15
NY RA
APPROVED

Since 2022-10-11
TX RA
APPROVED_RES

Since 2015-05-28
CT RA
APPROVED

Since 2012-04-17

Branch Locations

One Orange Way, C4-S, Windsor, CT 06095 • United States

Charlton, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Windsor	CT	09/2014	Present

09/2014 → Present

Voya Financial Advisors

Windsor, CT

Other Businesses

NAME OF ENTITY:STEPHEN ANDREOTTA; No; ONE ORANGE WAY; WINDSOR; CT; 6095; SELLING NON - REGISTERED FIXED AND FIXED INDEX ANNUITIES; AGENT; 4/1/2006; 40; 10; SELLING NON REGISTERED FIXED ANNUITIES TO INCLUDE NON REGISTERED ING FIXED INDEX ANNUITIES|

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-10-28
S63	Uniform Securities Agent State Law Examination	2003-05-19

S65 Uniform Investment Adviser Law Examination

2011-10-28
S63 Uniform Securities Agent State Law Examination

2003-05-19