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Brian Summers Jones

Providence Capital Advisors, LLC

Charlotte, NC

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Current Employers
Providence Capital Advisors, Llc

4500 Cameron Valley Parkway Suite 270, Charlotte, NC 28211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-03
NC RA APPROVED 2015-02-02
  • TX RA
    APPROVED_RES
    Since 2015-09-03
  • NC RA
    APPROVED
    Since 2015-02-02

Branch Locations

4500 Cameron Valley Parkway Suite 270, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Providence Capital Advisors, Llc Charlotte NC 01/2015 Present
Previous Registrations
  • 2009-04-17 → 2015-02-05
    Willingdon Wealth Management Llc
    Huntersville, NC
  • 2006-02-02 → 2009-03-20
    Banc Of America Investment Services, Inc.
    Charlotte, NC
    Gastonia, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-08
S63 Uniform Securities Agent State Law Examination 2002-03-18
  • S66 Uniform Combined State Law Examination
    2006-03-08
  • S63 Uniform Securities Agent State Law Examination
    2002-03-18
Designations

View on SEC IAPD

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