Jennifer Lynn Stapleton

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 11/2018
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
• 11/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ

Previous Registrations

• 2015-12-04 → 2018-11-30
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
  New York, NY
• 2012-05-30 → 2015-12-04
  Barclays Capital Inc.
  New York, NY
  New York, NY
• 2009-08-12 → 2012-05-21
  Wells Fargo Clearing Services, Llc
  New York, NY
• 2007-12-11 → 2009-02-09
  Citigroup Global Markets Inc.
  Florham Park, NJ

Exams

• S66 Uniform Combined State Law Examination
  2007-12-04

Other Names

• Jennifer Lynn Stapleton
• Jennifer Stapleton
• Jennifer L. Stapleton