Patrick Jeremiah O'BRien

Current Employers

Employment History

• 09/2014 → 11/2019
  Voya Financial Advisors
  Windsor, CT
• 11/2019 → 03/2020
  Ameriprise Financial Services Inc
  Putnam, CT
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Putnam, CT

Previous Registrations

• 2012-03-20 → 2019-11-01
  Voya Financial Advisors, Inc.
  Windsor, CT
  Braintree, MA

Other Businesses

Real Estate Ownership; Commercial; 50 Canal Street, , Putnam, CT, 6260; Investment-Related; 05/18/2022 / Single Family; 171 Sunny Lane, , Dayville, CT, 6241; Not Investment-Related; 05/13/2022. Business Ownership; RBC Realty, LLC; This is an LLC being used for the purchase of a commercial building.; Real Estate LLC; 998 ROUTE 169, , Woodstock, CT, 06281; Not Investment-Related; 04/14/2022; 1 to 9 hours per month; 0 during trading hours / CT Mustangs Baseball Club; Owner; The business is a Youth Travel Baseball Program.; 998 ROUTE 169, , Woodstock, CT, 06281; Not Investment-Related; 07/26/2023; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Roseland Park Board of Trustees; Trustee; 205 ROSELAND PARK ROAD, , WOODSTOCK, CT, 06281; Not Investment-Related; 06/01/2023; 0 hours per month; 0 during trading hours / Putnam Business Association; Executive Committee; 200 School Street, , Putnam, CT, 06260; Not Investment-Related; 04/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Silent Partner; Silent partner; 371 MAIN STREET, , STURBRIDGE, MA, 01566; Not Investment-Related; 10/15/2020; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-12-16
• S63 Uniform Securities Agent State Law Examination
  2002-08-19