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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-05
CO RA APPROVED 2016-06-22
  • TX RA
    APPROVED
    Since 2019-06-05
  • CO RA
    APPROVED
    Since 2016-06-22

Branch Locations

137 Main St Unit O-203, Edwards, CO 81632 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Edwards CO 09/2008 Present
Western Wealth Management Llc Edwards CO 06/2016 Present
Previous Registrations
  • 2015-09-24 → 2016-06-22
    Western Wealth Management Llc
    Edwards, CO
    Golden, CO
  • 2002-11-04 → 2008-09-17
    New York, NY
    Vail, CO
    Edwards, CO
    Edwards, CO
Other Businesses

(1) 07/09/2010: APRISENT FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 08/27/2015 - WESTERN WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 08/26/2015 - 120 HRS/MO DURING SECS TRDG HRS. (3) 09/29/2015 - Western Wealth Management - Registered Investment Advisor Hybrid - Western Wealth Management - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 08/26/2015 - 120 HRS/MO DURING SECS TRDG HRS. (4) 03/08/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Started 12/01/2021 - 0 Hours Per Month. (5) 09/25/2024 - ICB Insures - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/09/2024 - 2 Hours Per Month/ 0 Hours During Trading (6) 11/12/2025 - Tracy Tutag LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2020 - 1 hour per month/ 0 hours during trading (7) 11/21/2025 - West of Wall Street LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 12/01/2021 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-23
  • S66 Uniform Combined State Law Examination
    2002-05-23
Designations

View on SEC IAPD

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