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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-05 |
| CO | RA | APPROVED | 2016-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Edwards | CO | 09/2008 | Present |
| Western Wealth Management Llc | Edwards | CO | 06/2016 | Present |
(1) 07/09/2010: APRISENT FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 08/27/2015 - WESTERN WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 08/26/2015 - 120 HRS/MO DURING SECS TRDG HRS. (3) 09/29/2015 - Western Wealth Management - Registered Investment Advisor Hybrid - Western Wealth Management - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 08/26/2015 - 120 HRS/MO DURING SECS TRDG HRS. (4) 03/08/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Started 12/01/2021 - 0 Hours Per Month. (5) 09/25/2024 - ICB Insures - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/09/2024 - 2 Hours Per Month/ 0 Hours During Trading (6) 11/12/2025 - Tracy Tutag LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2020 - 1 hour per month/ 0 hours during trading (7) 11/21/2025 - West of Wall Street LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 12/01/2021 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-23 |
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