James Darren Roberson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Springville, TN

Previous Registrations

• 2011-09-07 → 2018-02-14
  Invest Financial Corporation
  Paris, TN
  Huntingdon, TN
  Paris, TN
  Appleton, WI
• 2006-08-03 → 2011-09-06
  Morgan Keegan & Company, Llc
  Mayfield, KY
  Nashville, TN
  Nashville, TN

Other Businesses

1. 1/25/2021 - First Protective Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 01/21/2021 - 12 Hours Per Month/1 Hour During Securities Trading. 2. 2/1/2021 - Russwood Wealth Advisory LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/21/2021 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-08-02
• S63 Uniform Securities Agent State Law Examination
  1999-10-14