Stephen Victor Wolff

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 08/2023
  Citizens Securities, Inc.
  Pittsburgh, PA
• 08/2023 → Present
  Lpl Financial Llc
  Canonsburg, PA

Previous Registrations

• 2013-11-12 → 2023-08-11
  Citizens Securities, Inc.
  Pittsburgh, PA
  Pittsburgh, PA
  Pittsburgh, PA
  Coraopolis, PA
  Coraopolis, PA
  Pittsburgh, PA
  Pittsburgh, PA
  Monroeville, PA
  Burgettstown, PA
  Pittsburgh, PA
  Coraopolis, PA
  Bethel Park, PA
  Owosso, MI
  Pittsburgh, PA
  Mcmurray, PA
  Mcmurray, PA
  Bethel Park, PA
• 2006-05-15 → 2013-11-05
  Pnc Wealth Management Llc
  Burgettstown, PA
  Ambridge, PA
  Aliquippa, PA
  Sewickley, PA
  Sewickley, PA
  Moon Township, PA
  Sewickley, PA
  Beaver Falls, PA
  Beaver Falls, PA
  Aliquippa, PA
  Beaver, PA
  Pittsburgh, PA

Other Businesses

1) 08/01/2023 - Affinity Wealth Management Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 08/01/2023 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 11/08/2023 - Stephen Wolff - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/05/2023 - 10 Hours Per Month/ 0 Hours During Trading 4) 01/25/2024 - SAE Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 2 Hours Per Month/ 0 Hours During Trading 5) 03/13/2026-Asset Wealth Management-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/12/2026-160hrs/mth-160hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-12
• S63 Uniform Securities Agent State Law Examination
  2002-03-22