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Chad Jones

Cetera Investment Advisers LLC

North Wilkesboro, NC

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-05-31
  • NC RA
    APPROVED
    Since 2018-05-31

Branch Locations

1404 West D Street, North Wilkesboro, NC 28659 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Charlotte NC 08/2013 10/2017
University Of Georgia - Terry College Of Business Atlanta GA 10/2017 Present
First National Bank Of Pa North Wilkesboro NC 05/2018 Present
Cetera Investment Advisers Llc North Wilkesboro NC 05/2018 Present
Cetera Investment Services Llc St. Cloud MN 05/2018 Present
  • 08/2013 → 10/2017
    Bbtis
    Charlotte, NC
  • 10/2017 → Present
    University Of Georgia - Terry College Of Business
    Atlanta, GA
  • 05/2018 → Present
    First National Bank Of Pa
    North Wilkesboro, NC
  • 05/2018 → Present
    Cetera Investment Advisers Llc
    North Wilkesboro, NC
  • 05/2018 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2013-08-27 → 2017-10-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Huntersville, NC
    Charlotte, NC
    Harrisburg, NC
    Charlotte, NC
  • 2012-10-10 → 2013-08-16
    Pnc Wealth Management Llc
    Wilmington, NC
    Whiteville, NC
    Wilmington, NC
    Myrtle Beach, SC
    Pawleys Island, SC
    Hilton Head, SC
    Charleston, SC
    Mount Pleasant, SC
    Wilmington, NC
    Wilmington, NC
  • 2005-09-22 → 2012-09-17
    Bb&T Investment Services, Inc.
    Wilkesboro, NC
    Charlotte, NC
    Boone, NC
    Charlotte, NC
Other Businesses

1) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-26
S66 Uniform Combined State Law Examination 2002-04-22
  • S65 Uniform Investment Adviser Law Examination
    2006-06-26
  • S66 Uniform Combined State Law Examination
    2002-04-22
Other Names
  • Chadwick Lee Jones

View on SEC IAPD

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Other Investors

Carla Nadine Souther
Kathleen Rouse Shepherd
SHELLEY CLYDE YORK
CHARLES KEITH LYALL
RODERICK LAMONT BARNES
JUSTIN WAYNE BRYSON
BROOK NICHOLAS BIDDY
MEGAN GRAY SASSONE

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · North Wilkesboro, NC
OSAIC WEALTH, INC. · North Wilkesboro, NC
HORACE MANN INVESTORS, INC. · NORTH WILKESBORO, NC
AMERIPRISE FINANCIAL SERVICES, LLC · N WILKESBORO, NC
LPL FINANCIAL LLC · NORTH WILKESBORO, NC
WELLS FARGO CLEARING SERVICES, LLC · NORTH WILKESBORO, NC
LPL FINANCIAL LLC · NORTH WILKESBORO, NC
WELLS FARGO CLEARING SERVICES, LLC · NORTH WILKESBORO, NC

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