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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-05-14
TX RA APPROVED 2002-07-18
NJ RA APPROVED 2002-06-27
  • WA RA
    APPROVED
    Since 2026-05-14
  • TX RA
    APPROVED
    Since 2002-07-18
  • NJ RA
    APPROVED
    Since 2002-06-27

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Morristown NJ 01/2002 Present
Bank Of America, N.A. Florham Park NJ 04/2011 Present
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: KINGDOM ADVISORS INVESTMENT RELATED: Y ADDRESS OF BUSINESS: ATLANTA, GEORGIA 30342 NATURE OF BUSINESS: CHARITABLE ORGANIZATION POSITION, TITLE, ASSOCIATION: PARTICIPANT START DATE OF RELATIONSHIP: 1/31/2012 NUMBER OF HOURS DEVOTED: 5 MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: KINGDOM ADVISORS EXISTS TO ENCOURAGE, EDUCATE AND EMPOWER FINANCIAL PROFESSIONALS WITH BIBLICAL WISDOM TO ASSIST CLIENTS IN MAKING WISE FINANCIAL AND INVESTMENT DECISIONS. I*93873 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: POTTERS HOUSE INTERNATIONAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: PO BOX 106, PEWAUKEE, WISCONSIN 53072 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 6/1/2016 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ADVISORY BOARD MEMBER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-29
  • S66 Uniform Combined State Law Examination
    2002-04-29

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