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15935 La Cantera Pkwy, San Antonio, TX 78256 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-18 |
Branch Locations
15935 La Cantera Pkwy, San Antonio, TX 78256 • United States
Audubon, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delaware Investments | Philadelphia | PA | 05/2001 | 03/2019 |
| Allspring Global Investments | Wilmington | DE | 10/2019 | 05/2024 |
| Unemployed | Wilmington | DE | 03/2019 | 10/2019 |
| Amundi Distributor Us, Inc. | Boston | MA | 05/2024 | 04/2025 |
| Victory Capital Services, Inc. | Audubon | NJ | 04/2025 | Present |
| Victory Capital Management Inc. | Audubon | NJ | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-25 |
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