Eric J. Waechter

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1999 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baton Rouge, LA
• 04/2011 → Present
  Bank Of America, N.A.
  Baton Rouge, LA

Other Businesses

I*105757 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: M B P CANCER CENTER INVESTMENT RELATED: NO ADDRESS OF BUSINESS: BATON ROUGE, LOUISIANA 70809 POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 5/1/2017 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DEVELOPMENT COMMITTEE MEMBER - PROVIDE ADVICE AND GUIDANCE TO DEVELOPMENT EMPLOYEES OF THE CANCER HOSPITAL ON FUND RAISING EFFORTS. I*675234 Entity Type: Charitable Name of OBA: Baton Rouge General Foundation Address: Baton Rouge, Louisiana, 70809 Investment Related: No Position, Title, Association: Treasurer Employee Start Date: 02/03/2022 Number of Hours: 2, Monthly Number of Hours during trading: 2, Monthly Duties: Help the hospital provide services, grants, and support. Provide an update on the foundations account balances including checking, investments, progress toward funding raising goals, etc at board meetings.

Exams

• S66 Uniform Combined State Law Examination
  2000-01-24