Edgardo A Moncada

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → Present
  Lpl Financial
  San Francisco, CA

Previous Registrations

• 2007-05-29 → 2009-12-17
  Citigroup Global Markets Inc.
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2006-06-28 → 2007-05-29
  Citicorp Investment Services
  San Francisco, CA
  San Francisco, CA
• 2004-10-20 → 2005-12-01
  Banc Of America Investment Services, Inc.
  San Francisco, CA
• 2003-12-15 → 2004-10-20
  Quick & Reilly, Inc.
  San Francisco, CA
• 2002-06-07 → 2003-12-16
  Equitable Advisors, Llc
  San Francisco, CA

Other Businesses

1. 2/29/2012: REAL ESTATE RENTAL - ONE RENTAL UNIT/APARTMENT. THE TENANTS ARE NOT MY CLIENTS OR WORK IN THE FINANCIAL SERVICES INDUSTRY. I CO-OWN A THREE-UNIT BUILDING WITH MY FAMILY. WE OCCUPY TWO UNITS AND RENT THE OTHER ONE OUT FOR $2,500 PER MONTH. - TIME SPENT 2%

Exams

• S66 Uniform Combined State Law Examination
  2002-05-29

Other Names

• Edgardo A Moncada