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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

3950 N Mccord Rd, Toledo, OH 43617-1049 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-09
OH RA APPROVED 2016-05-31
  • TX RA
    APPROVED_RES
    Since 2025-04-09
  • OH RA
    APPROVED
    Since 2016-05-31

Branch Locations

Saxon Square 3950 Mccord Rd., Toledo, OH 43617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Toledo OH 05/2016 Present
Ameriprise Financial Services, Llc Toledo OH 06/2026 Present
Previous Registrations
  • 2011-04-20 → 2016-05-12
    Bryan, OH
    Wauseon, OH
    Maumee, OH
    Holland, OH
    Swanton, OH
    Oregon, OH
    Toledo, OH
    Toledo, OH
    Toledo, OH
    Toledo, OH
    Toledo, OH
    Toledo, OH
    Toledo, OH
    Toledo, OH
    Sylvania, OH
    Toledo, OH
    Sylvania, OH
    Perrysburg, OH
    Toledo, OH
    Toledo, OH
  • 2006-02-03 → 2011-04-04
    Toledo, OH
    Toledo, OH
    Toledo, OH
  • 2005-04-04 → 2005-08-18
    Ifmg Securities, Inc.
    Livonia, MI
  • 2003-08-20 → 2005-02-04
    Charter One Securities, Inc.
    Novi, MI
Other Businesses

NAME: Cardinal Stritch Catholic High School and Academy Board of Directors POSITION: Board Member NATURE: Not investment related, non-profit work, minimal hours, no compensation, no banking account privileges INVESTMENT RELATED: No NUMBER OF HOURS:0-5 SECURITIES TRADING HOURS: 0 START DATE: 8/29/2024 ADDRESS: 3225 Pickle Rd Oregon OH 43616 DESCRIPTION: Support the institutional advancement activities and programs of the school. Ensure quality offerings for all students in areas of Religious education, academic subjects, and extra curricular activities. Increase awareness and offerings of the school. Networking to obtain more active participation in alumni and community partners. In person meeting every other month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-22
S63 Uniform Securities Agent State Law Examination 2002-07-09
  • S66 Uniform Combined State Law Examination
    2003-04-22
  • S63 Uniform Securities Agent State Law Examination
    2002-07-09

View on SEC IAPD

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