Robert Gordon Ellis

Current Employers

Employment History

• 05/2012 → Present
  Lpl Financial Llc
  Manchester, NH
• 12/2021 → Present
  Amherst Financial Group, Llc
  Amherst, NH

Previous Registrations

• 2012-05-17 → 2015-12-31
  Eldridge Investment Advisors Inc
  Manchester, NH
• 2005-08-17 → 2012-05-09
  Mml Investors Services, Llc
  Bedford, NH
  Nashua, NH
  Amherst, NH
  Nashua, NH

Other Businesses

(1) 02/03/2015: NO BUSINESS NAME - NOT INV REL - 686 CHESTNUT ST, MANCHESTER NH 03104 - NOTARY PUBLIC - START 02/14/2015 - 1 HR/MO ALL DURING SECS TRDG HRS (2) 01/18/2022 - Amherst Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 12/28/2021 - 75 Hours Per Month/75 Hours During Securities Trading - Time Spent 47% - I provide investment advisory services through Amherst Financial Group, LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 75 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. (3) 01/18/2022 - Amherst Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/28/2021 - 1 Hour Per Month/1 Hour During Securities Trading. (4) 10/03/2022 - Amherst Fire Department - Not Investment Related - 177 Amherst St. Amherst NH 03031 - Outside/W-2 Employment - on-call voluntary firefighter - Start Date - 09/29/2022 - 10 Hours Per Month/0 Hours During Securities Trading 5) 03/18/2025 - Amherst Insurance Group - Investment Related - Insurance Agency - At Reported Business Location(s) - Start Date: 01/01/2003 - 5 Hrs/Mth - 5 Hrs During Trading. 6) 04/04/2025 - Derby Street Mortgage - Not Investment Related - Mortgage/Real Estate Services - At Reported Business Location(s) - Start Date:01/12/2022 - 15 Hrs/Mth - 5 Hrs During Trading. 7) 04/04/2025 - Tax Prep/Accounting/CPA - Investment Related - Robert Ellis Tax Preperation - At Reported Business Location(s) - Start Date:03/29/2021 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-08-03
• S63 Uniform Securities Agent State Law Examination
  2002-02-27

Designations

Other Names

• Robert Gordon Ellis