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Isaac Alexander Kot

LPl Financial LLC

Boston, MA

Lynnfield, MA

CRD 4505771

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-04-01
MA RA APPROVED 2025-03-25
FL RA APPROVED 2025-03-17
CA RA APPROVED 2025-03-13
  • NH RA
    APPROVED
    Since 2025-04-01
  • MA RA
    APPROVED
    Since 2025-03-25
  • FL RA
    APPROVED
    Since 2025-03-17
  • CA RA
    APPROVED
    Since 2025-03-13

Branch Locations

100 Trade Center, Ste 6-700, Boston, MA 01801 • United States

220 Broadway, Suite 403, Lynnfield, MA 01940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Woburn MA 08/2004 01/2025
Isaac A. Kot, Cpa Woburn MA 10/2003 Present
Avantax Advisory Services Woburn MA 04/2007 01/2025
Isaac A Kot Cpa,Cpa,Mst,Pfs Woburn MA 08/2004 Present
Fiduciary Appointment Burlington MA 01/2018 Present
Lpl Financial Llc Burlington MA 01/2025 Present
  • 08/2004 → 01/2025
    Avantax Investment Services, Inc.
    Woburn, MA
  • 10/2003 → Present
    Isaac A. Kot, Cpa
    Woburn, MA
  • 04/2007 → 01/2025
    Avantax Advisory Services
    Woburn, MA
  • 08/2004 → Present
    Isaac A Kot Cpa,Cpa,Mst,Pfs
    Woburn, MA
  • 01/2018 → Present
    Fiduciary Appointment
    Burlington, MA
  • 01/2025 → Present
    Lpl Financial Llc
    Burlington, MA
Previous Registrations
  • 2007-04-30 → 2025-01-10
    Avantax Advisory Services
    Bulington, MA
    Dallas, TX
    Woburn, MA
Other Businesses

1) SI, LLC - DBA Jim's Quick Stop - Non-Inv Rel - Bellerica, MA - Start: 08/2020

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-22
S63 Uniform Securities Agent State Law Examination 2002-06-10
  • S65 Uniform Investment Adviser Law Examination
    2007-01-22
  • S63 Uniform Securities Agent State Law Examination
    2002-06-10

View on SEC IAPD

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