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Brian J Pappalardo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Crystal Lake, IL

Deer Park, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-07-03
IL RA APPROVED 2006-06-20
  • TX RA
    APPROVED_RES
    Since 2007-07-03
  • IL RA
    APPROVED
    Since 2006-06-20

Branch Locations

Crystal Lake, IL • United States

21805 W Field Pkwy, Deer Park, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Crystal Lake IL 06/2006 Present
Bank Of America, N.A. Crystal Lake IL 07/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-06
S63 Uniform Securities Agent State Law Examination 2002-05-02
  • S65 Uniform Investment Adviser Law Examination
    2002-07-06
  • S63 Uniform Securities Agent State Law Examination
    2002-05-02
Other Names
  • Brian Joseph Pappalardo

View on SEC IAPD

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