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Kishor R Lakshminarayan

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

8111 Preston Road Suite #230, Dallas, TX 75225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dallas TX 10/2012 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Dallas, TX
    Richardson, TX
    Plano, TX
    Richardson, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
  • 2008-01-22 → 2009-05-02
    Wamu Investments, Inc.
    Rockwall, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Plano, TX
    Richardson, TX
    Plano, TX
    Dallas, TX
    Richardson, TX
    Dallas, TX
    Highland Park, TX
Other Businesses

Entity Name: Rental Property Investment related: No Address: Rowlett TX Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/22/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am the owner of the property Entity Name: Time Share Ownership at Pueblo Bonito Golf and Spa Resort, Cabo Mexico Investment related: No Address: Pueblo Bonito Gold and Spa Resort, Cabo Mexico Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/23/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Wanted to purchase a time share ownership for Pueblo Bonito Golf and Spa Resort in Cabo Mexico. Can use vacation in Cabo or other resorts they are partnered with them. If I don't use the time myself it can be given away or sold to others. This is for vacationing purposes but wanted to report it. ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: AMWAY POSITION: INDEPENDENT SALES REPRESENTATIVE / CONSULTANT START DATE: 10/21/2016 ADDRESS: 7600 Fulton Ada, Michigan 49366 DETAILS: WWW.AMWAY.COM. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: (SELF) POSITION: FREELANCE ACTOR START DATE: 1/18/2019 ADDRESS: 13282 Frisco, TX DETAILS: INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS DURING TRADING: NONE ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 12/15/2016 ADDRESS: 10417 Rowlett, TX DETAILS: I will be the owner of this property HOURS DEDICATED (per month unless otherwise indicated): I WILL DEVOTE ZERO TIME DURING MY BUSINESS HOURS AT THE FIRM. HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) START DATE: 1/18/2018 ADDRESS: 3883 DALLAS, TX. (#318) POSITION: OWNER / LANDLORD - RENTAL PROPERTY DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: ZERO INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) START DATE: 12/21/2015 ADDRESS: 3883 DALLAS, TX. (#2005) POSITION: OWNER / LANDLORD - RENTAL PROPERTY DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): N/A HOURS DURING TRADING: ZERO INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 8/28/2015 ADDRESS: 920 AUBREY, TX DETAILS: 920 AUBREY, TX. SINGLE FAMILY HOME. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-05
S63 Uniform Securities Agent State Law Examination 1998-10-05
  • S65 Uniform Investment Adviser Law Examination
    1999-10-05
  • S63 Uniform Securities Agent State Law Examination
    1998-10-05
Other Names
  • Ryan Lakshminarayan
  • Kishor Ryan Lakshminarayan

View on SEC IAPD

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