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Ann Marie White

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayzata, MN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-12-03
TX RA APPROVED_RES 2016-06-13
  • MN RA
    APPROVED
    Since 2016-12-03
  • TX RA
    APPROVED_RES
    Since 2016-06-13

Branch Locations

315 Lake St E, Wayzata, MN 55391 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayzata MN 05/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-23
S63 Uniform Securities Agent State Law Examination 2003-06-18
  • S65 Uniform Investment Adviser Law Examination
    2016-11-23
  • S63 Uniform Securities Agent State Law Examination
    2003-06-18
Other Names
  • Ann Marie White
  • Ann M. Latterelle
  • Ann Marie Latterelle

View on SEC IAPD

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