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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-05-28 |
| CT | RA | APPROVED | 2009-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | New Haven | CT | 07/2009 | Present |
| Bank Of America, N.A. | Madison | CT | 05/2011 | Present |
I*31179 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SUPPLY INDUSTRIES, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: GUILFORD, CONNECTICUT 6437 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 0001-01-01 NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SOLE PROPRIETER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-18 |
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