Z Lee Pelayo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 10/2024
  Citigroup Global Markets Inc.
  Palo Alto, CA
• 10/2024 → Present
  Bmo Harris Bank
  San Francisco, CA
• 12/2024 → Present
  Lpl Financial Llc
  San Francisco, CA

Previous Registrations

• 2007-05-29 → 2024-10-08
  Citigroup Global Markets Inc.
  Palo Alto, CA
  Palo Alto, CA
  Palo Alto, CA
  San Francisco, CA
  Los Angeles, CA
  Mt. View, CA
• 2002-01-04 → 2007-05-29
  Citicorp Investment Services
  Palo Alto, CA
  Palo Alto, CA

Other Businesses

1)12/05/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/05/2024 - BMO Harris Bank - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 12/2024 - 160 Hr/Mth

Exams

• S66 Uniform Combined State Law Examination
  1999-10-29

Other Names

• Z Lee Pelayo
• Z Lee Berardi
• Z Lee Pelayo