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Marcia Quiroz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ontario, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-05-13
CA RA APPROVED 2012-07-06
  • TX RA
    APPROVED_RES
    Since 2014-05-13
  • CA RA
    APPROVED
    Since 2012-07-06

Branch Locations

901 Via Piemonte, Ontario, CA 91764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Ontario CA 06/2012 Present
Bank Of America, N.A. Ontario CA 11/2012 Present
  • 06/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Ontario, CA
  • 11/2012 → Present
    Bank Of America, N.A.
    Ontario, CA
Previous Registrations
  • 2005-02-09 → 2010-11-15
    Omnicap Group Llc
    Hermosa Beach, CA
    El Segundo, CA
    Los Angeles, CA
  • 2003-06-23 → 2005-01-20
    Blx Group Llc
    Los Angeles, CA
  • 2001-05-22 → 2003-05-05
    Blx Group Llc
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-09-17
S65 Uniform Investment Adviser Law Examination 2001-02-05
  • S63 Uniform Securities Agent State Law Examination
    2012-09-17
  • S65 Uniform Investment Adviser Law Examination
    2001-02-05

View on SEC IAPD

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