Marcia Quiroz

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Ontario, CA
• 11/2012 → Present
  Bank Of America, N.A.
  Ontario, CA

Previous Registrations

• 2005-02-09 → 2010-11-15
  Omnicap Group Llc
  Hermosa Beach, CA
  El Segundo, CA
  Los Angeles, CA
• 2003-06-23 → 2005-01-20
  Blx Group Llc
  Los Angeles, CA
• 2001-05-22 → 2003-05-05
  Blx Group Llc
  Los Angeles, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-09-17
• S65 Uniform Investment Adviser Law Examination
  2001-02-05