Plato Louro Guerre

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → Present
  Icm
  Camarillo, CA
• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Camarillo, CA
• 01/2016 → Present
  Pro.ACt Wealth Solutions, Llc
  Camarillo, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Camarillo, CA

Previous Registrations

• 2012-10-22 → 2023-09-01
  Osaic Services, Inc.
  Phoenix, AZ
  Camarillo, CA

Other Businesses

1. INSURANCE; INDEPENDENT CAPITAL MANAGMENT, INC;YES; 770 PASEO CAMARILLO DRIVE, SUITE # 130 CAMARILLO, CA 93010; CORPORATION; STATUTORY AGENT; 04/02/2002;10;10; CLERICAL, QUOTATIONS, EDUCATION, TRAINING, SALES. 2. TRUST RELATED SERVICES; CITADEL LAW OFFICES;NO; 2372 MORSE AVENUE, IRVINE, CA 92614; CORPORATION; CERTIFIED ESTATE PLANNER PARALEGAL; 05/02/2002;5;4; DETERMINE CLIENT'S ASSETS. 3. PRO.ACT WEALTH SOLUTIONS, LLC POSITION: Owner NATURE: LLC for the purpose of branding my Money Management / Portfolio Management activities and Financial Planning services under SagePointFinancial, Inc. I am branding my stock and bond portfolio management INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 07/20/2016 ADDRESS: 770 Paseo Camarillo, Ste 130, Camarillo CA 93010, United States DESCRIPTION: I wrote my own proprietary software to identify best securities to invest in my client portfolios. I use it to update according to changing conditions, trends and best fit for client investments. This is the basis of the portfolios that I use on our WMP (Wealth Management Platform) for my clients. From it I do allocations, cash management, harvesting of profits / losses and actively manage client accounts. I am compensated for Money Management of the WMP portfolios under my management, fee-based only. I am compensated for Money Management of the WMP portfolios under my management, fee-based only. All marketing material is pre-approved by our Home Office Advertising Compliance prior to implementation.

Exams

• S66 Uniform Combined State Law Examination
  2012-10-16
• S63 Uniform Securities Agent State Law Examination
  2002-03-30

Other Names

• Plato Louro Guerra