Richard Fredrick Dunn

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 02/2020
  Advisornet Wealth Management
  Minneapolis, MN
• 10/2013 → Present
  Dunncreek Advisors Llc
  Minneapolis, MN
• 02/2020 → 10/2024
  Osiac Wealth, Inc.
  Minneapolis, MN
• 10/2024 → 09/2025
  Avantax Investment Services, Inc.
  Saint Paul, MN
• 10/2024 → 09/2025
  Avantax Advisory Services
  Saint Paul, MN
• 10/2024 → 09/2025
  Avantax Insurance Agency, Llc
  Saint Paul, MN
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Saint Paul, MN
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-10-24 → 2025-09-05
  Avantax Advisory Services
  Saint Paul, MN
  Dallas, TX
• 2020-02-06 → 2024-10-29
  Osaic Wealth, Inc.
  New York, NY
  Saint Paul, MN
  St Paul, MN
• 2013-11-19 → 2020-02-07
  Advisornet Wealth Partners
  Minnetonka, MN
  West Saint Paul, MN
• 2011-03-09 → 2012-07-24
  Ridgeway Conger Advisory Services
  St. Paul, MN
  New Woodstock, NY
• 2009-10-05 → 2011-03-14
  Ameriprise Financial Services, Llc
  Edina, MN
• 2009-04-21 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Lake Elmo, MN

Other Businesses

1.DUNNCREEK ADVISORS LLC POSITION: member/Principal Financial Planner NATURE: Financial planningInvestment management Life insurance advice Long-term Healthcare insurance advice INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 10/11/2013 ADDRESS: 904 Delaware Avenue, Saint Paul MN 55118, United States DESCRIPTION: principal financial planner,client meetings to assess needs and goals,creating and presenting financial plansImplementing financial plans, including opening investment accounts establishing life insurance and long term care insurance as needed,ongoing service and support to clients. 2.WHITE BEAR AVENUE BUSINESS ASSOCIATION POSITION: President NATURE: NON-PROFIT BUSINESS ASSOCIATION REPRESENTING LOCAL BUSINESS OWNERS AND THE COMMUNITY. WE RAISE FUNDS TO SUPPORT COMMUNITY DEVELOPMENT PROJECTS IN THE AREA. OUR MAIN ACTIVITY IS THE WHITE BEAR AVENUE PARADE IN CONNECTION WITHE RAMSEY COUNTY FAIR. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2010 ADDRESS: 1365 Prosperity Avenue, Saint Paul MN 55106, United States DESCRIPTION: I am responsible for presiding over monthly board of directors meetings and general membership meetings.

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-02-11
• S66 Uniform Combined State Law Examination
  2009-04-10

Designations

• Certified Financial Planner

Other Names

• Richard Fredrick Dunn