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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2019-07-31 |
| TX | RA | APPROVED | 2019-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services, Inc. | Dallas | TX | 04/2011 | 07/2019 |
| Raymond James Financial Services, Inc. | Collinsville | OK | 07/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Collinsville | OK | 07/2019 | Present |
| Collinsville Police Department | Collinsville | OK | 08/2019 | 09/2023 |
| Castlerock Financial Advisors | Collinsville | OK | 08/2019 | Present |
| S. R. Brown Llc | Collinsville | OK | 08/2019 | Present |
(1)Name of Business: CastleRock Financial Advisors Address: 1107 W Main St, Collinsville, OK, 74021, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - CEO, Associate/Employee, Officer - President Investment Related: No Start Date: 08/01/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Owner (2)Name of Business: Midland Insurance Address: 1107 W Main St, Collinsville, OK, 74021, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Insurance Agent (3)Name of Business: S. R. Brown LLC Address: 1107 W Main St, Collinsville, OK, 74021, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - CEO, Associate/Employee, Officer - President Investment Related: No Start Date: 08/01/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-18 |
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